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Broker dealer A brokerage firm that can “make a market” for one or more security; engaged in the buying and selling of securities. Broker-Dealer Regulation in a Nutshell (Nutshell Series) See Details » Brokers And Dealers In Securities (AICPA Audit and Accounting Guide) See Details » Money Secrets the Pros Don't Want You to Know: 365 Ways to Outsmart Your Banker, Broker, Insurance Agent, Car Dealer, Realtor, Travel Agent, Lawyer, Credit Card Company -- See Details » Broker-Dealer Regulation See Details » Brokerage firms Security Brokerage

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